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Category M. Holdings Securities

The Wolper Law Firm Is Looking To Speak With Customers Of M Holdings Securities, Which Was Sanctioned By FINRA For Inadequate Supervision

July 12, 2018

The Wolper Law Firm is currently investigating claims against M. Holdings Securities for inadequate supervision of its Financial Advisors.  M. Holdings was sanctioned $135,000. M Holdings Securities has been a member firm since 1997 and employs 849 registered individuals in 178 branch offices.  It is headquartered in Portland, Oregon. According to FINRA, “On June 29,…

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