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1st Global Capital & 1st West Capital

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How Much Is Your Case Worth? Call (800) 931-8452

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Matt Wolper is an experienced and talented litigator. I look forward to referring my clients to his new firm. -J.C.

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100% recommend Matt Wolper. Amazing human being and attorney!! -J.N.

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I have referred Matt several cases and have always been thanked by my client’s for the referral. Matt takes the time to always be available for his clients and has achieved great results for my client’s. -M.L.

Dedicated to Helping Individuals Recover Investment Losses in

Experienced Investment Loss Attorney That Gets Results

The Wolper Law Firm is a client focused law firm devoted to recovering investment losses on behalf of aggrieved investors. We pursue claims nationwide and in all forums, including arbitration before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (AAA) and JAMS. We also pursue claims in state and federal courts.

1st Global Capital & 1st West Capital Investment Fraud

On July 27, 2018, 1st Global Capital and 1st West Capital filed for bankruptcy protection in the Southern District of Florida.  It was revealed in bankruptcy court filings that the “Securities and Exchange Commission (SEC) opened an investigation into the companies’ activities related to alleged possible securities law violations, including the alleged offer and sale of unregistered securities, the alleged sale of securities by unregistered brokers, and the alleged commission of fraud in connection with the offer, purchase and sale of securities.” 

The United States Attorney has since opened a parallel investigation into the business practices of the companies.  The investigation is ongoing and more will develop in the coming days and months.

Right now, investors are classified as creditors and will not receive a distribution of any assets unless approved by the bankruptcy court.  Distributions traditionally do not occur until the end of the bankruptcy proceeding, which could take years, and generally amount to cents on the dollar.

How Did 1st Global Capital And 1st West Capital Raise Money?

It is alleged that registered and unregistered brokers and investment advisors sold promissory notes issued by 1st Global Capital, LLC and 1st West Capital, LLC to retail investors.  The promissory notes were marketed as safe, short term, fixed income instruments that could generate above-average rates of return for investors.  Investors were neither aware that 1st Global Capital, LLC and 1st West Capital, LLC were in a precarious financial condition nor that the companies were being investigated by the SEC and US Attorneys’ office for securities fraud.

What Should I Do If I Invested In 1st Global Capital Or 1st West Capital?

You should immediately contact a qualified securities lawyer to evaluate your recovery options.  If promissory notes issued by 1st Global Capital or 1st West Capital were recommended to you by a Financial Advisor, Investment Advisor, Brokerage Firm, Insurance Agent or financial services industry professional, you may be able to pursue claims against those individuals and entities to recover the entirety of your investment losses.  In most states, financial services industry professionals have a fiduciary duty to conduct appropriate due diligence regarding an investment prior to making a recommendation.  In the absence of appropriate due diligence, causes of action may exist under both state and federal law, including violation of applicable securities laws.  These claims may be pursued in FINRA arbitration, arbitration through another forum or, in the absence of an arbitration agreement, in court.

If you or someone you know were sold promissory notes issued by 1st Global Capital or 1st West Capital, and you experienced investment losses, please contact the Wolper Law Firm at 800.931.8452 or by email at mwolper@wolperlawfirm.com to discuss your specific situation and the legal options available.  The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.

Matt Wolper, the Managing Principal of the Wolper Law Firm, is a trial lawyer who has handled hundreds of securities cases during his career involving a wide range of products, strategies and securities.  Prior to representing investors, he was a partner with a national law firm, where he represented some of the largest banks and brokerage firms in the world in securities matters.

How Much Is Your Investment Loss Case Worth? Call (800) 931-8452

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Meet Investment Fraud Attorney Matt Wolper

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The Wolper Law Firm is a client focused law firm devoted to recovering investment losses on behalf of aggrieved investors.  We pursue claims nationwide and in all forums, including arbitration before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (AAA) and JAMS.  We also pursue claims in state and federal courts.

When choosing a law firm to represent you in the recovery of investment losses, it is important that you choose an experienced attorney that is willing and capable of taking your case through the trial phase.  We take cases to trial, and we prepare each one accordingly from the start. We have the experience, judgment, and vision to develop the arguments that result in favorable outcomes.  It is our mission to build a deep and trusting relationship with our clients and become your partners in the process.

For nearly fourteen years, Matt Wolper, the managing principal of the Wolper Law Firm, was a partner with a national law firm, where he represented the largest banks and brokerage firms on Wall Street.  This experience and pedigree gives the Wolper Law Firm a competitive advantage.

If you or someone you know were sold promissory notes issued by 1st Global Capital or 1st West Capital, and you experienced investment losses, the Wolper Law Firm invites you to call or visit for a free consultation to tell us your story.  In turn, we will provide you with an honest case evaluation and help you determine your best course of action.

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (866) 330-5167
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis