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At the conclusion of the formal hearing, the arbitrators will issue an arbitration award with their findings. If successful, the arbitration award must then be confirmed in a summary (typically non-adversarial) court proceeding at which time the reported event will be expunged or erased from BrokerCheck and will no longer be publicly available.
The Wolper Law Firm has extensive experience handling expungements on behalf of financial professionals. If you are a financial professional, and have questions regarding disclosures that appear on your Form U4, Form U5, CRD or BrokerCheck, contact the Wolper Law Firm for a free consultation and evaluation of whether expungement of unwanted disclosures is an available remedy.
The Wolper Law Firm is a client focused law firm devoted to seeking expungement on behalf of financial professionals. We pursue claims nationwide and in all forums, including arbitration before the Financial Industry Regulatory Authority (FINRA). We also pursue claims in state and federal courts.
When choosing a law firm to represent you in seeking FINRA expungement, it is important that you choose an experienced attorney that is willing and capable of taking your case through the hearing process. We have the experience, judgment, and vision to develop the arguments that result in favorable outcomes. It is our mission to build a deep and trusting relationship with our clients and become your partners in the process.
For nearly fourteen years, Matt Wolper, the managing principal of the Wolper Law Firm, was a partner with a national law firm, where he represented the largest banks and brokerage firms on Wall Street. This experience and pedigree gives the Wolper Law Firm a competitive advantage.
If you are looking for FINRA expungement, the Wolper Law Firm invites you to call or visit for a free consultation to tell us your story. In turn, we will provide you with an honest case evaluation and help you determine your best course of action.
