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Category Kalos Capital

Did You Purchase GPB Capital Holdings From Former Kalos Management Broker, Christopher J Shaw?

August 24, 2020

Christopher J. Shaw (CRD # 5011382) is a Financial Advisor at Pruco Securities, LLC in Charlotte, NC. Christopher J. Shaw has been in the securities industry since 2005 and previously worked at Kalos Management and Kalos Capital, Inc. in Belmomt, NC. As previously reported on this blog, the Wolper Law Firm is currently representing investors…

Did You Purchase GPB Capital Holdings From Former Kalos Capital Broker, Joseph Roop?

August 24, 2020

Josep Roop (CRD # 2774470) is a Financial Advisor at Dempsey Lord Smith, LLC. In Belmont, NC. Josep Roop has been in the securities industry since 1996 and previously worked at six different brokerage firms including Kalos Capital and Kalos Management (2009-2019), Wachovia Securities, LLC (2008-2009), and Bank of America Investment Servcies, Inc. (2204-2008). Josep…

Recovery Options For Investors Who Purchases GPB Capital Through Kalos Broker, Gary Imel

February 1, 2020

Gary Imel (CRD # 254765) is a Financial Advisor at Kalos Capital, Inc. in Gig Harbor, Washington.  Gary Imel has been in the securities industry since 1975 and previously worked at Madison Avenue Securities.  After leaving Kalos in 2017, Gary Imel briefly worked at Ameriprise Financial. As previously reported on this blog, the Wolper Law…

Did You Purchase GPB Capital Holdings From Kalos Capital Financial Advisor, Kristian Finfrock?

January 19, 2020

Kristian Finfrock (CRD # 5421676) is a Financial Advisor at Kalos Capital, Inc. in Evansville, Wisconsin.  Kristian Finfrock has been in the securities industry since 2007 and previously worked at Metlife Securities. As previously reported on this blog, the Wolper Law Firm is currently representing investors across the country in the recovery of their investment…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
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