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Category JW Cole FInancial

J.W. Cole Financial, Inc. Sanctioned by FINRA for Sales Practices Relating To Sales And Supervision Of LJM Preservation & Growth Fund

April 13, 2021

J.W. Cole Financial, Inc. (CRD No. 124583) became a FINRA member firm in 2003. Registered representatives work on an independent contractor model. The company has more than 450 registered representatives and more than 250 offices across America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in , FINRA sanctioned J.W.…

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