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Category John Paulsen

BREAKING NEWS—SEC Charges Analyst, John Paulsen, With Aiding And Abetting Securities Fraud, By Participating In A “Pay To Play” Scheme

July 28, 2018

On July 26, 2018, the Securities and Exchange Commission (SEC) filed a complaint against John Paulsen in the District Court for the Southern District of New York.  John Pualsen is a former analyst at a registered broker-dealer headquartered in Alabama.  It is alleged that John Paulsen aided and abetted a pay-to-play scheme involving the New…

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