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Category James Unger

SEC Files Action Against James Unger For, Among Other Things, Misappropriating Assets

July 19, 2018

The Wolper Law Firm is currently investigating claims against James Unger, a former Financial Advisor at Financial American Securities, Hennion and Walsh and Fintegra in various cities throughout Ohio.  James Unger first entered the securities industry in the 1990s. According to publicly available records, on July 17, 2018, the Securities and Exchange Commission (SEC) institution…

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