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Category Halloway & Associates

Former Hilltop Securities Financial Advisor, Richard Cagle, Barred By FINRA For Refusing To Participate In Investigation Into His Sales Practices

July 16, 2019

Richard Earl Cagle was a Financial Advisor at Hilltop Securities Independent Network in Corpus Christi, TX.  Richard Cagle has been in the securities industry since 1991 and previously worked at Principal Financial Securities in Dallas, TX.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, FINRA barred Richard…

Did Financial Advisor Frederick Halloway Recommend Annuity Switches To You?

August 3, 2018

The Wolper Law Firm is currently investigating claims against Frederick Halloway, a self-employed Financial Advisor at Halloway & Associates in Easton, Maryland.  Frederick Halloway has been in the securities industry since the 1970s and previously worked with Royal Alliance Associates. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

Additional Office Locations (by appointment only)
Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154