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Category Fraud

How to Prove Broker Fraud

January 9, 2020

Being able to prove that your stockbroker has engaged in misconduct is essential if you hope to recover the considerable losses you endured due to their fraudulent handling of your investments.  But, doing so could prove to be a challenge if you don’t know what acts are considered fraud and how to prove it. For…

Financial Advisor, Floyd Powell, Has Four Complaints Alleging The Sale Of A Fraudulent Security

December 2, 2018

The Wolper Law Firm is currently investigating claims against Floyd Powell, a former Financial Adviser at MML Investment Services in Albertville, Alabama.  Floyd Powell has been in the securities industry since the 1990s and was previously employed by MSI Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), between…

Sean Kelly, a former Financial Advisor at Center Street Securities and Capital Financial Services in Marietta

November 3, 2018

The Wolper Law Firm is currently investigating claims against Sean Kelly, a former Financial Advisor at Center Street Securities and Capital Financial Services in Marietta, Georgia. Sean Kelly has been in the securities industry since 2000 and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

SEC Files Enforcement Action Against Financial Advisor, Douglas Simanski, For Allegedly Defrauding Investors Out Of More Than $3.9 Million

November 3, 2018

The Wolper Law Firm is currently investigating claims against Douglas Simanski, a former Financial Advisor at NEXT Financial Group in Altoona, Pennsylvania. Sean Kelly has been in the securities industry since 2000 and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 2, 2018,…

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