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Category First Republic Securities

Customer Disputes Pending Against First Republic Securities Co. Financial Advisor Matthew Babrick for Making Unsuitable Recommendations

February 23, 2021

Matthew Babrick (CRD#: 4433983) is an Investment Advisor at First Republic Securities Company, LLC and First Republic Investment Management, Inc., in Los Angeles, CA. He entered the securities industry in 2003 and previously worked for Goldman Sachs Co., LLC; and Merrill Lynch Pierce Fenner & Smith, Inc. According to publicly available records released by the…

First Republic Securities Broker, James Wilcox, Has Pending Customer Complaint, Alleging $800,000 In Damages

December 20, 2020

James Wilcox (CRD #4261884) is a Financial Advisor at First Republic Securities Co. in Jackson, Wyoming. James Wilcox has been in the securities industry since 200 and previously worked at Goldman Sachs. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2020, a customer filed a complaint against James…

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