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Category Elder Abuse

Financial Advisor, Chris Kubiak, Was Terminated For Alleged Bank Fraud, And Has Now Been Barred By FINRA

October 24, 2018

The Wolper Law Firm is currently investigating claims against Chris Kubiak, a former Financial Advisor at Carlton & Associates in Brookfield, MI and American Global Wealth Management in McDonough, GA. Chris Kubiak has been in the securities industry since the 1980s and previously worked at Freedom Investors Partners. According to publicly available records released by…

Financial Advisor, John Kittner, Sanctioned By FINRA For Allegedly Exercising Discretion In Accounts Of Elderly Clients

October 14, 2018

The Wolper Law Firm is currently investigating claims against John Kittner, a former Financial Advisor at Ameritas Investment Corp. in Mesa, Arizona. John Kittner has been in the securities industry since the 2001 and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 4,…

UBS Broker, Dwight West, Has Pending Customer Complaint, Alleging Unsuitable Recommendations To An Elderly Client

September 30, 2018

The Wolper Law Firm is currently investigating claims against Dwight West, a Financial Advisor at UBS in Lone Tree, Colorado.  Dwight West has been in the securities industry since the 1980s and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 24, 2018, the…

FINRA Filed An Enforcement Proceeding Against Broker, Michael Ahearn, For Providing False Testimony To FINRA In Connection With An Investigation Into His Sales Practices

September 13, 2018

The Wolper Law Firm is currently investigating claims against Michael Ahearn, a former Financial Advisor at Merrill Lynch in Yardley, Pennsylvania. Michael Ahearn has been in the securities industry since the 1990s and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018, FINRA…

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