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Category D.A. Davidson

Previously Registered D.A. Davidson & Co. Broker Mark Delgadillo Suspended by FINRA After Allegations of Exercising Discretion Without Authorization

April 6, 2021

Mark Delgadillo (CRD#: 1436842) was previously registered as a Broker and is currently registered as an Investment Advisor. He worked as a broker at D.A. Davidson & Co. in Santa Barbara, CA. He entered the securities industry in 1986 and previously worked for Crowell Wheedon & Co.; Morgan Stanley Smith Barney; Citigroup Global Markets, Inc.;…

DA Davidson Broker, Gregory Tucker, Has Eight Customer Complaint Disclosures, Including Pending Complaints, Alleging Sales Practice Misconduct

June 7, 2020

Gregory Tucker a/k/a Greg Tucker (CRD # 501274) is a Financial Advisor at D.A. Davidson in Des Moines, Iowa. Gregory Tucker a/k/a Greg Tucker has been in the securities industry since 1976 and previously worked at Ruan Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2016, Gregory…

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