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Category Crown Capital Securities

Crown Capital Group Fraud and/or Investment Loss Customer Complaint Disclosures

May 11, 2021

Crown Capital Group: CRD#: 16761/SEC#: 8-34480 The firm is headquartered in Torrance, California.  It was founded by Dean W. Huack who oversees management and production activities. Crown Capital Group is a boutique brokerage firm and is a part of the Residential Property Investment Industry.

Crown Capital Securities Broker, Kenneth Barroga, Has Had Four Customer Complaint Disclosures

September 11, 2020

Kenneth Barroga (CRD # 2288752) is a Financial Advisor at Crown Capital Securities in Watsonville, CA. Kenneth Barroga has been in the securities industry since 1992 and previously worked at LPL Financial LLC, Chase Investment Services Corp., Wamu Investments, Inc., and Wells Fargo Securities, Inc. According to publicly available records released by the Financial Industry…

Crown Capital Securities Broker, Dennis Haywood, Has Had Three Customer Complaint Disclosures Since April 2020

June 7, 2020

Dennis Haywood (CRD # 5850275) is a Financial Advisor at Crown Capital Securities in Land O’ Lakes, FL. Dennis Haywood has been in the securities industry since 2010 and previously worked at Newport Coast Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April and May 2020, Dennis Haywood…

Did You Purchase GPB Capital Holdings From Kalos Capital Financial Advisor, Kristian Finfrock?

January 19, 2020

Kristian Finfrock (CRD # 5421676) is a Financial Advisor at Kalos Capital, Inc. in Evansville, Wisconsin.  Kristian Finfrock has been in the securities industry since 2007 and previously worked at Metlife Securities. As previously reported on this blog, the Wolper Law Firm is currently representing investors across the country in the recovery of their investment…

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