fbpx

Category: Unsuitable

Financial Advisor Robert Cleary (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Robert Cleary, a Financial Advisor at Stifel Nicolaus in New York, NY.  Robert Cleary has been in the securities industry since the 1980s and previously worked for Gruntal & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May […]

Financial Advisor Michael Pepe (Ameriprise Financial Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Pepe, a Financial Advisor at Ameriprise in Tampa, Florida.  Michael Pepe has been in the securities industry since the 1980s and previously worked for Gunallen Financial and UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Michael Fitz-Gerald (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Fitz-Gerald, a former Financial Advisor at Morgan Stanley in San Francisco, CA.  Michael Fitz-Gerald has been in the securities industry since the 1970s and previously worked for UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Robert Tweed (Cabot Lodge Securities LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Robert Tweed a/k/ Rusty Tweed, a Financial Advisor at Cabot Lodge Securities in San Marino, California.  Robert Tweed a/k/ Rusty Tweed has been in the securities industry since the 1990s and previously worked for Capwest Securities and MAM Securities. According to publicly available records released […]

Financial Advisor Stephen Hurtuk (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Hurtuk, a former Financial Advisor at Stifel Nicolaus in Boardman, Ohio.  Stephen Hurtuk has been in the securities industry since the 1970s and previously worked for Citigroup and Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen […]

Financial Advisor James Unger (Financial American Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Unger, a former Financial Advisor at Financial American Securities, Hennion and Walsh and Fintegra in various cities throughout Ohio.  James Unger first entered the securities industry in the 1990s. According to publicly available records, on July 17, 2018, the Securities and Exchange Commission (SEC) […]

Financial Advisor Philip Moshier (Lincoln Financial Advisors Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Philip Moshier, a Financial Advisor at Lincoln Financial Advisors Corp. in Solon Ohio.  Philip Moshier has been in the securities industry since the 1970s and previously worked for Cigna Financial Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Philip […]

Financial Advisor Paul Soll (Western International Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Paul Soll, a former Financial Advisor at Western International Securities and Financial West Group in Los Angeles, California.  Paul Soll first entered the securities industry in the 1970s and previously worked for SRM Securities and Oppenheimer. According to publicly available records released by the Financial […]

Financial Advisor Matthew Eckstein (Sisk Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Eckstein, a former Financial Advisor at Sisk Investment Services in Syosset, NY.  Matthew Eckstein first entered the securities industry in the 1990s and previously worked for Gould, Ambroson & Assoc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Marc Reda (First Standard Financial Company LLC) Customer Complaints

Marc Reda is a former Financial Advisor at First Standard Financial Co. and current Financial Advisor at Spartan Capital Securities in Staten Island, New York.  Marc Reda first entered the securities industry in 1999 and has worked for a multitude of brokerage firms, including PHX Financial and Laidlaw & Co. According to publicly available records […]