July 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Michael Pepe, a Financial Advisor at Ameriprise in Tampa, Florida. Michael Pepe has been in the securities industry since the 1980s and previously worked for Gunallen Financial and UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]
July 9, 2018
Marc Reda is a former Financial Advisor at First Standard Financial Co. and current Financial Advisor at Spartan Capital Securities in Staten Island, New York. Marc Reda first entered the securities industry in 1999 and has worked for a multitude of brokerage firms, including PHX Financial and Laidlaw & Co. According to publicly available records […]
July 9, 2018
The Wolper Law Firm, P.A. is currently investigating claims against William Gennity, a Financial Advisor at First Standard Financial Co. in Staten Island, New York. William Gennity first entered the securities industry in 2005 and previously worked for Alexander Capital, Legend Securities and National Securities Corporation. According to publicly available records released by the Financial […]
July 9, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Rocco Roveccio, a Financial Advisor at First Standard Financial Co. in Staten Island, New York. Rocco Roveccio first entered the securities industry in the 1990s and previously worked for Brookstone Securities, Mercer Capital and Gunnallen Financial. According to publicly available records released by the Financial […]
July 2, 2018
Investment related misconduct comes in many forms. It can be out in the open and flagrant but most often it is concealed and subtle. The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]
June 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Wills Henriquez, a former Financial Advisor at Network 1 Financial Securities in Brooklyn, NY. Among Wills Henriquez’s prior employers were Newport Coast Securities, Legend Securities and Emerald Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 21, 2018, […]
June 20, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Douglas Leone, A former Financial Advisor at Salomon Whitney Financial in Melville, NY. Douglas Leone’s previous associations include Newport Coast Securities and Basic Investors, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Douglas Leone has been the subject of […]
June 20, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Brad Lawing, A former Financial Advisor at Cambridge Investment Research in Springfield, Missouri. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Brad Lawing has been the subject of eleven (11) customer complaints since 2015. This is an exceedingly high number […]