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Category: Sanction

Financial Advisor Steven Coffey (First American Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Steven Coffey, a former Financial Advisor at First American Securities in Orrville, Ohio.  Steven Coffey first entered the securities industry in 2001 and previously worked for MML Investors Services and Nationwide Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Paul Soll (Western International Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Paul Soll, a former Financial Advisor at Western International Securities and Financial West Group in Los Angeles, California.  Paul Soll first entered the securities industry in the 1970s and previously worked for SRM Securities and Oppenheimer. According to publicly available records released by the Financial […]

Financial Advisor Matthew Eckstein (Sisk Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Eckstein, a former Financial Advisor at Sisk Investment Services in Syosset, NY.  Matthew Eckstein first entered the securities industry in the 1990s and previously worked for Gould, Ambroson & Assoc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Joseph Mangiapane (WestPark Capital) Customer Complaints

Joseph Mangiapane is a former Financial Advisor at WestPark Capital in Newport beach, California.  Joseph Mangiapane first entered the securities industry in the 1980s and previously worked for a multitude of brokerage firms in California. According to publicly available records released by the Securities Exchange Commission (SEC), on June 14, 2018, the SEC instituted proceedings […]

Financial Advisor Jon Schmidhammer (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Jon Schmidhammer, a former Financial Advisor at Stifel, Nicolaus & Co. in Dublin, Ohio.  Jon Schmidhammer first entered the securities industry in the 1980s and previously worked for Merrill Lynch, Advest and UBS Financial Services. According to publicly available records released by the Securities Exchange […]

Financial Advisor William Greenfield (TFS Securities, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Greenfield, a Financial Advisor at TFS Securities, Inc. in Cherry Hill, New Jersey.  William Greenfield has been in the financial services industry since 1987 and previously worked for Network 1 Financial Securities and 1st Global Capital Corp.  He is also the owner of WealthBridge […]

Financial Advisor Brian Eyster (O.N. Equity Sales Company and Fortune Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Brian Eyster, a Financial Advisor at O.N. Equity Sales Company in Farmington Hill, Michigan.  Brian Eyster has been in the financial services industry since 1999 and previously worked for Park Avenue Securities. According to publicly available records released by the Securities Exchange Commission (SEC), on […]

Financial Advisor Thomas Beattie (Dakota Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Thomas Beattie, a Financial Advisor at Dakota Securities in Miami, FL.  Thomas Beattie first entered the securities industry in 1975 and previously worked at four brokerage firms that have since been barred by FINRA. According to publicly available records released by the Financial Industry Regulatory […]