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Category: RBC Capital Markets

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Financial Advisor Thomas Lee Johnson (RBC Capital Markets, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Thomas Lee Johnson, a former Financial Adviser at RBC Capital Markets, LLC in Indianapolis, IN.  Thomas Lee Johnson has been in the securities industry since 1983 and previously worked at Citigroup Global Markets, Inc.    According to publicly available records released by the Financial Industry […]

Financial Advisor Cheryl George (RBC Capital Markets, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Cheryl George, a former Financial Advisor at RBC Capital Markets, LLC.  Cheryl George has been in the securities industry since 2002 and previously worked for Morgan Stanley and Citigroup According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, […]