Category: Arbitration

The Wolper Law Firm is currently investigating claims against Peter Klaass, a former Financial Advisor at Allegis Investment Services, LLC in Las Vegas, Nevada.  Peter Klaass first entered the Securities industry in 1993 and previously worked for Signator Financial Services, LPL Financial, Financial Network Investment Corp. and Edward Jones. According to publicly available records released […]

In the event you have realized investment losses due to broker misconduct, chances are that you are required to pursue your claims in arbitration before the Financial Industry Regulatory Authority (FINRA).  In a more limited number of circumstances, if no arbitration agreement exists between you and your brokerage firm, you may be able to pursue […]