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Category: Annuity

Financial Advisor John Raleigh (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Raleigh, a Financial Advisor at Summit Brokerage Services in Sarasota, FL.  John Raleigh has been in the securities industry since 1993 and previously worked at American Express Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […]

Financial Advisor Linda Zara (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Linda Zara, a Financial Advisor at Summit Brokerage Services in Boca Raton, FL.  Linda Zara has been in the securities industry since 1993. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, Linda Zara was terminated by […]

Financial Advisor Ralph Quintana (Centaurus Financial, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Ralph Quintana, a Financial Advisor at Centaurus Financial in Upland, California.  Ralph Quintana has been in the securities industry since the 1990s and previously worked at LPL Finanical. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 11, 2018, […]

Financial Advisor Xavier Patino (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Xavier Patino, a Financial Advisor at Newbridge Securities in Oakbrook Terrace, Illinois.  Xavier Patino has been in the securities industry since the 2008 and previously worked at JP Morgan Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April […]

Financial Advisor Matthew Morris (SunTrust Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Morris (Matthew Alan Morris), a former Financial Advisor at SunTrust Investment Services in Hopewell, Virginia.  Matthew Morris (Matthew Alan Morris) first entered the securities industry in the 1980s and previously worked for RBC Capital Markets, Ferris, Baker Watts and Morgan Stanley. According to publicly […]