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Category Capitol Securities Management

Former Capitol Securities Management Inc. Broker, Michael Rubel, Suspended By FINRA For 45 Days For Allegedly Engaging In Short-term Trading Of Unit Investment Trusts

September 14, 2020

Michael Rubel (CRD # 4935564) is currently a registered Financial Advisor at B. Riley Wealth Management in Red Bank, NJ. Michael Rubel was previously registered at Capitol Securities Management, Inc., Wells Fargo Advisors, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

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