Lose money after investing in a GPB Capital Holdings Fund? take action
1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Category Cambridge Investment Research

Cambridge Investment Research, Inc., Sanctioned by FINRA for Sales Practices Relating To Sales And Supervision Of LJM Preservation & Growth Fund

April 13, 2021

Cambridge Investment Research, Inc. (CRD No. 39543) became a FINRA member firm in 1995. Registered representatives work on an independent contractor model. The company has more than 4,000 registered representatives and more than 2,000 offices across America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in March 2021, FINRA sanctioned…

Cambridge Investment Research Financial Advisor Stewart Schram Suspended by FINRA for Allegedly Selling Away

March 8, 2021

Stewart Schram (CRD#: 1711571) was a Financial Advisor at Cambridge Investment Research, Inc., in Buffalo Grove, IL. He entered the securities industry in 1991 and previously worked for Freedom Investors Corp., and Kingsbury Capital, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021, FINRA sanctioned Stewart Schram,…

Former Cambridge Investment Research Financial Advisor Michael Francoeur Barred After Selling Away

February 13, 2021

Michael Francoeur (CRD#: 5534184) was a Financial Advisor at Cambridge Investment Research, Inc., in Somersworth, NH from January 2012 until April 2020. He entered the securities industry in 2008 and previously worked for Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021, FINRA sanctioned Michael Francoeur,…

Cambridge Investment Research, Inc. Broker, Philip Smelser, Has Had Two Customer Complaint Disclosures Since January 2019

October 10, 2020

Philip Smelser (CRD# 2338831) is a Financial Advisor at Cambridge Investment Research, Inc. in Woodfin, NC. Philip Smelser has been in the securities industry since 1993 and previously worked at AIG Financial Advisors, Inc., Householder Group, Estate & Retirement Specialists, Sunamerica Securities, Inc, and Suntrust Securities, Inc. According to publicly available records released by the…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

Additional Office Locations (by appointment only)
Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154