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Category Cadaret Grant & Co.

Cadaret, Grant & Co. Financial Advisor, William Johnson, Has Six Customer Complaints, Alleging Sales Practice Misconduct

August 17, 2021

William Johnson (CRD#: 3174473) is a dually registered Broker and Investment Advisor at Cadaret, Grant & Co., Inc., in Greenville, SC. He entered the securities industry in 1999 and previously worked for Voya Financial Advisors, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2021, a customer complaint…

Former Cadaret, Grant & Co., Inc. Broker, Timothy Pandekakes, Suspended by FINRA For Three Months And Fined $20,000 For Allegedly Recommending Unsuitable Exchanges of Variable Anuities

December 20, 2020

Timothy Pandekakes (CRD # 4890164) is currently registered at American Portfolios Financial Services, Inc. in Yonkers, NY. Timothy Pandekakes has been in the securities industry since 2005, Timothy Pandekakes previously worked at Cadaret, Grant & Co., in Bronxville, NY from 2005 to 2019. According to publicly available records released by the Financial Industry Regulatory Authority…

Cadaret, Grant & Co., Inc. Broker, Michael Coomes Jr., Suspended 15 Days By FINRA For Allegedly Exercising Discretion In Customer Accounts Without Authorization

September 7, 2020

Michael Coomes Jr. (CRD # 2699173) is a Financial Advisor at Cadaret, Grant & CO., Inc. in Pheonix, NY. Michael Coomes Jr. has been in the securities industry since 1996 and previously worked at AXA Advisors, LLC and The Equitable Life Assurance Society of The United States. According to publicly available records released by the…

Cadaret, Grant & Co., Inc. Broker, William Winchester, Fined By The Tennessee Securities Division Following Allegations

August 28, 2020

William Winchester (CRD # 4404327 is a Financial Advisor at Cadaret, Grant & Co., Inc., in Chattanooga, TN. William Winchester has been in the securities industry since 2001 and previously worked at Raymond James Financial Services Advisors, Inc, LPL Financial LLC, and Suntrust Investment Services, Inc. According to publicly available records released by the Financial…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

Additional Office Locations (by appointment only)
Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154