Westpark Capital, Inc. Fraud and/or Investment Loss Customer Complaint Disclosures
Westpark Capital, Inc.: (CRD#:39914/SEC#: 801-108275,8-48898)
This company, established in Colorado in 1995, also does business as:
- Diligent Financial
- Harvard Funding Group, Inc.
- Pacific Crest Financial
- Quiver Financial
- Westpark Capital
Richard Rappaport launched this firm in Los Angeles in 1999. Westpark Capital Financial Services LLC is a shareholder.
The firm’s revenue is an estimated $27.8 million and they employ approximately 139 workers.
By mwolper | Feb 23, 2019
Philip Rosenweig is a Financial Advisor at Westpark Capital in Boca Raton, FL. Philip Rosenweig has been in the securities industry since 1983 and previously worked at Laidlaw & Company. In June 2017, Reuters published a report analyzing data issued by the Financial Industry Regulatory Authority (FINRA). In describing Westpark Capital, Reuters reported that “about […] Read More →
Westpark Capital Financial Advisor, John Reilly, Has $400,000 Pending Complaint Regarding The Sale Of A Private Placement
By mwolper | Feb 9, 2019
The Wolper Law Firm is currently investigating claims against John Reilly, a Financial Advisor at Westpark Capital. John Reilly has been in the securities industry since 1979 and previously worked at two brokerage firms that have been expelled from the securities industry. The Wolper Law Firm is currently investigating claims against Westpark Capital, a brokerage […] Read More →
By mwolper | Jul 10, 2018
The Wolper Law Firm is currently investigating claims against Joseph Mangiapane, a former Financial Advisor at WestPark Capital in Newport beach, California. Joseph Mangiapane first entered the securities industry in the 1980s and previously worked for a multitude of brokerage firms in California. According to publicly available records released by the Securities Exchange Commission (SEC), […] Read More →