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NEXT Financial Group, Inc. Fraud and/or Investment Loss Customer Complaint Disclosures

NEXT Financial Group, Inc.: (CRD#:46214/SEC#: 801-56786,8-51356)

This firm is headquartered in Houston, Texas and employs/employed close to 540 representatives, handling $13 billion in assets under management. Next Advisory Services, Next Financial Group, Inc. is/was owned by Next Financial Holdings, Inc. and was first established in Virginia in 1998.

Next Financial Group Inc. was sold in early January 2019 to Atria Wealth Solutions. Atria also bought Cadaret Grant & Co., Cuso Financial Services and Sorrento Pacific Financial.

Financial Advisor Stephen Williams Has 7 Customer Complaints And One Regulatory Event

By mwolper | Jul 2, 2018

The Wolper Law Firm is currently investigating claims against Stephen Williams, a Financial Advisor at NEXT Financial Group, Inc. in Madison, Alabama.  Stephen Williams entered the securities industry in 2002 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen Williams has eight (8) disclosures […] Read More →

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