Madison Avenue Securities LLC Fraud and/or Investment Loss Customer Complaint Disclosures
Madison Avenue Securities LLC: (CRD#: 23224/SEC# 801-69919, 8-40426)
This company is located in San Diego, California. It also does business under the names:
- Ashland Securities, Inc.
- Madison Avenue Securities
- Madison Avenue Securities Inc.
- Madison Avenue Securities, LLC
The firm is also licensed in 53 U.S. States and Territories. The firm was formed in Delaware in 2005 and the direct owner of the company is KT Equity Partners II, LLC, with 75 percent or more. Indirect owners are listed as DDC Holdings, LLC.
Madison Avenue Securities Broker, David Barber, Barred By FINRA For Unauthorized Trading
By mwolper | Sep 24, 2018
The Wolper Law Firm is currently investigating claims against David Barber, a former Financial Advisor at Madison Avenue Securities in San Diego, CA. David Barber has been in the securities industry since the 1980s and previously worked at Fist Midwest Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […] Read More →
Madison Avenue Securities Financial Advisor, James Geake, Has Pending Customer Complaint For Allegedly Recommending Unsuitable Investments
By mwolper | Aug 22, 2018
The Wolper Law Firm is currently investigating claims against James Geake, a Financial Advisor at Madison Avenue Securities in Skokie, Illinois. James Geake has been in the securities industry since 1995 and previously worked at American General Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 27, 2018, […] Read More →
INVESTOR ALERT: The Wolper Law Firm Is Investigation Claims Against Madison Avenue Securities Financial Advisors Kevin McCarthy and Christopher Conness
By mwolper | Jul 24, 2018
The Wolper Law Firm is currently investigating claims against three Madison Avenue Securities Financial Advisors—Kevin McCarthy and Christopher Conness. If you are a customer of these Financial Advisors at Madison Avenue Securities, please contact the Wolper Law Firm for a free consultation and case evaluation. Kevin McCarthy has been in the securities industry […] Read More →
