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Wolper Law Firm Is Investigating Claims Against Sanctioned Financial Advisor, Anthony Diaz, Who Has 55 Reported Disclosures

June 28, 2018

The Wolper Law Firm is currently investigating claims against Anthony Diaz, a former Financial Advisor at Sandlapper Securities in Scotrun, Pennsylvania.  Anthony Diaz first entered the securities industry in 2000. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Anthony Diaz has been the subject of more than forty-five (45) customer…

GMS Group Financial Advisor Malcolm Reader Has Ten Customer Complaints, Including Three Complaints Regarding The Sale Of Puerto Rico Bonds

June 27, 2018

The Wolper Law Firm is currently investigating claims against Malcolm Reader, a Financial Advisor at GMS Group in Boca Raton, FL.  Malcolm Reader first entered the securities industry in 1981. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Malcolm Reader has been the subject of eight (8) customer complaints for…

GMS Group Financial Advisor William Ornstein Has Nine Customer Complaints

June 27, 2018

The Wolper Law Firm is currently investigating claims against William Ornstein, a Financial Advisor at GMS Group in Boca Raton, FL.  William Ornstein first entered the securities industry in the 1970s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), William Ornstein has been the subject of nine (9) customer complaints…

GMS Group Financial Advisor Travis Knadle Has Two Customer Complaints Regarding The Sale Of Puerto Rico Bonds

June 27, 2018

The Wolper Law Firm is currently investigating claims against Thomas Knadle, a Financial Advisor at GMS Group in Boca Raton, FL.  Travis Knadle first entered the securities industry in 2014. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Knadle has been the subject of two (2) customer complaints for…

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