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Category Arkadios Capital

Former Triad Advisors, Inc Broker, Mark Reffet, Is The Subject Of A Customer Complaint Alleging Over $1.5 Million In Damages

August 11, 2020

Mark Reffett (CRD #5894110) is currently a Financial Advisor at Arkadios Capital in Atlanta, GA. Mark Reffett has been in the securities industry since 2012 and previously worked at Triad Advisors, Inc. and Investacorp, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May 2020, a customer filed a…

Arkadios Capital Financial Advisor, Kevin Rainwater, Has Four Disclosed Customer Complaints, And Tax Liens

June 27, 2020

Kevin Rainwater (CRD # 3098443) is a Financial Advisor at Arkadios Capital in Atlanta, Georgia. Seth Stewart has been in the securities industry since 1998 and previously worked at Stancorp Equities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Kevin Rainwater has four disclosed customer complaints, alleging sales practice misconduct.…

Did You Purchase GPB Capital Holdings Issued Securities Through Financial Advisor Michael Sievert?

December 12, 2019

Michael Sievert (CRD # 2127441) is a registered Financial Advisor at Arkadios Capital in Jacksonville, FL. Michael Sievert has been in the securities industry since the early 1990s and previously worked at Triad Advisors and Lincoln Financial Advisors Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), two customers filed…

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