Lose money after investing in a GPB Capital Holdings Fund? take action
1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Category Aegis Capital

Previously Registered Broker Scott Hananel Has Six Customer Complaint Disclosures

September 14, 2021

Scott Hananel (CRD#: 3080827) is a previously registered Broker. He entered the securities industry in 1999 and previously worked for Aegis Capital Corp.; Gunnallen Financial, Inc.; Milestone Group Management, LLC; Salomon Grey Financial Corporation; and Royal Hutton Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021,…

Aegis Capital Corp. Financial Advisor Scott Hananel Has Six Customer Complaint Disclosures

September 4, 2021

Scott Hananel (CRD#: 3080827) is a previously registered Broker at Aegis Capital Corp. in Melville, NY. He entered the securities industry in 1999 and previously worked for Gunnallen Financial, Inc.; Milestone Group Management, LLC; Salomon Grey Financial Corporation; and Royal Hutton Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority…

FINRA Enforcement Action Pending Against Aegis Capital Corp. Broker Daniel O’Neill After Allegations of Unauthorized Trading

August 17, 2021

Daniel O’Neill (CRD#: 1358245) is a previously registered Broker at Aegis Capital Corp. in Melville, NY. He entered the securities industry in 1985 and previously worked for Ladenburg Thalmann & Co.; Maxim Group, LLC; Wachovia Securities, LLC; Oppenheimer & Co., Inc.; First Montauk Securities Corp.; Janney Montgomery Scott, LLC; First Albany Corporation; Prime Charter LTD;…

Aegis Capital Corp Broker Gilbert Kuta Suspended After Allegations of Exercising Discretion Without Authorization

August 8, 2021

Gilbert Kuta (CRD#: 1084075) is a registered Broker at Aegis Capital Corp. in Timonium, MD. He entered the securities industry in 1982 and previously worked for Capitol Securities Management, Inc.; RBC Capital Markets Corporation; Ferris, Baker Watts, LLC; Smith Barney Shearson, Inc.; Lehman Brothers, Inc.; Painewebber Incorporated; A.G. Edwards & Sons, Inc.; Laidlaw Ansbacher Incorporated;…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

Additional Office Locations (by appointment only)
Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154